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Can the FCA Handbook API help firms demonstrate compliance?
The FCA’s new Handbook API gives firms and technology providers direct access to structured, machine-readable regulatory content. This could make requirements easier to identify, map and monitor, but firms must also be prepared to demonstrate that policies and controls are reflected in customer interactions and

Will simpler transaction reporting put greater focus on data quality?
The FCA’s transaction reporting reforms aim to reduce complexity, remove low-value reporting, and improve regulatory data quality. While firms will have fewer reporting fields and some instruments will leave scope, regulatory expectations around data accuracy, governance and oversight remain unchanged. As reporting requirements become more

FCA CP26/28: What the proposed AIFM reforms mean for governance and oversight
The FCA’s CP26/28 consultation proposes a more proportionate UK regulatory framework for Alternative Investment Fund Managers, with requirements calibrated more closely to firms’ size and activities. Although the proposals are specific to the alternative investment sector, their focus on risk management, oversight, investor information and clearly defined

IBS Intelligence: AI governance and why evidence and accountability matter
IBS Intelligence recently shared an article on why Artificial intelligence (AI) is becoming increasingly embedded across financial services, from retail banking and lending to insurance and investment services. As adoption grows, firms are facing greater scrutiny over how AI is used, monitored and governed. Recent findings highlighted in a review of

Why outcomes monitoring needs more than management information
In July 2026, the FCA published its review of firms’ approaches to outcomes monitoring under the Consumer Duty. Alongside examples of good practice, the regulator identified firms that were collecting management information (MI) without being able to demonstrate what that information revealed about customer outcomes, what action had been taken

European Business Magazine: Mills Review highlights the growing need for ai oversight and evidencing in financial services
Recently featured in European Business Magazine, TCC Group and Recordsure CEO Joe Norburn explores why the FCA’s Mills Review should be an important marker for firms adopting artificial intelligence (AI) and how organisations can maintain accountability, oversight and evidence as AI becomes more deeply embedded across financial services. Published by the FCA in July 2026, the





