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Recordsure electronic document image_FCA ongoing advice review presents better than expected findings

Insights

FCA ongoing advice review presents better than expected findings

27th March 2025

Recordsure water ripple image_Risks remaining following the FCA’s ongoing advice review findings

Insights

What risks remain for firms following the FCA’s ongoing advice review findings?

25th March 2025

Recordsure-and-keeping-ongoing-advice-services-compliant-QA-Q5-image-of-light-at-the-end-of-a-tunnel

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Compliance Q&A: How can firms keep their ongoing advice services compliant?

13th March 2025

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Compliance Q&A: How do the FCA’s review findings relate to the Consumer Duty?

13th March 2025

Insights

Compliance Q&A: How should firms be considering quality and suitability of advice?

12th March 2025

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Compliance Q&A: What should firms do about disengaged clients?

11th March 2025

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Compliance Q&A: What are the key findings from the FCA’s ongoing advice review

10th March 2025

RS blog image Q&A: The important insights from the FCA’s ongoing advice review findings

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Compliance Q&A: Critical insights from the FCA’s ongoing advice review findings

6th March 2025

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Key findings from the FCA’s ongoing advice services review

27th February 2025

AI-driven customer segmentation - Leveraging artificial intelligence to analyse customer data and behaviour

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Benefit your business by enhancing customer data

18th February 2025

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Seven key topics to ensure the success of your ongoing advisory reviews

12th February 2025

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Wealth Management: Evidencing ongoing service

30th January 2025

Recordsure electronic document image_FCA ongoing advice review presents better than expected findings

FCA ongoing advice review presents better than expected findings

27th March 2025

Wealth managers signal the FCA’s ongoing advice review presented better findings than they expected – here’s why. The FCA recently reported that 83% of suitability reviews were conducted as required, according to data it collated for its ongoing advice review. Our sister compliance consultancy company,

Recordsure water ripple image_Risks remaining following the FCA’s ongoing advice review findings

What risks remain for firms following the FCA’s ongoing advice review findings?

25th March 2025

News release

Recordsure-and-keeping-ongoing-advice-services-compliant-QA-Q5-image-of-light-at-the-end-of-a-tunnel

Compliance Q&A: How can firms keep their ongoing advice services compliant?

13th March 2025

News release

Compliance Q&A: How do the FCA’s review findings relate to the Consumer Duty?

13th March 2025

News release

Compliance Q&A: How should firms be considering quality and suitability of advice?

12th March 2025

News release

Recordsure Q&A disengaged ongoing advice clients - image of feet in trainers walking

Compliance Q&A: What should firms do about disengaged clients?

11th March 2025

News release

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Recordsure is a trading name of Record Sure Limited, which is a company registered in England and Wales. Registered number: 08279232. Registered office: 10 Lower Thames Street, London, EC3R 6EN