Resources
How to Guides
Wealth Management: Evidencing ongoing service
Four steps for AI compliance Whether humans are monitoring compliance or technology is being utilised to supplement human effort the process is effectively the same.
Harness the power of AI to mitigate ongoing advice services compliance headaches
For over a year, ongoing service charges – and the associated quality of service provided by financial advice and wealth management firms – have been
AI Analytics for Post-Conversation Assessments supporting Collections & Recoveries teams
Whitepaper
UK Mortgage Market Review
Recordsure whitepaper: UK Mortgage Market Review. The research report investigates recent impacts on the UK mortgage market, emerging trends and potential risks to regulatory compliance.
Australia Mortgage Market Review
Recordsure whitepaper: An executive guide to the mortgage industry’s regulatory resilience.
Time Trials: Unlocking efficiencies in wealth and financial management
While the commercial reality of post-pandemic continues to play out for years to come, the impact on the wealth management and financial advice sector is
Turning the MiFID II Challenge into Competitive Advantage
With just over a year to go until you are expected to comply with MiFID II, are you prepared for one of the most disruptive
Your Guide to Enhancing the Customer Experience
The experience you provide your customers helps to shape loyalty and repeat business, but getting it wrong can have serious consequences for your reputation, customer
Wealth Management: Evidencing ongoing service
Four steps for AI compliance Whether humans are monitoring compliance or technology is being utilised to supplement human effort the process is effectively the same. Access Your documents are all centralised on your practice management system (PMS) but many conversations are face-to-face and not recorded.
Harness the power of AI to mitigate ongoing advice services compliance headaches
For over a year, ongoing service charges – and the associated quality of service provided by financial advice and wealth management firms – have been high on the FCA’s agenda. On 15th February, the regulator issued an information request survey to a number of financial
Achieving smarter Consumer Duty compliance with ConversationAI
Whitepaper
AI Analytics for Post-Conversation Assessments supporting Collections & Recoveries teams
Whitepaper
UK Mortgage Market Review
Recordsure whitepaper: UK Mortgage Market Review. The research report investigates recent impacts on the UK mortgage market, emerging trends and potential risks to regulatory compliance.
Australia Mortgage Market Review
Recordsure whitepaper: An executive guide to the mortgage industry’s regulatory resilience.
