Key priorities in FCA update: ongoing advice services and retirement income advice
Our colleagues at TCC Group have unveiled their expert
As the FCA scrutinises the sector, it’s important to act now to ensure you have suitable justification on file for any client charges.
Our model swiftly adapts to understand your firm’s bespoke document style.
It can evolve with any changes you make to document templates and styles.
Recordsure AI examines document dates to ensure they are within the required criteria.
Automated workflows alert advisers to any missing advice periods for prompt address.
Download our Insight Guide to the benefits of implementing
AI to manage your ongoing advice reviews.
A reassuring, watchful eye continually enhanced over 13 years
The FCA is likely to mandate 100% checking to identify compliance failures if it comes to light that some ongoing advice reviews have been missed.
Experience peace of mind with Recordsure AI, where every asset under advice is monitored to facilitate timely reviews and evidence on file.
Our automated process checks that key evidentiary documents have been uploaded to your practice management system. It only notifies you when evidence is missing so an adviser can follow up.
Recordsure’s AI technology has satisfied the UK and Australian regulators whilst checking over 90 million documents and £5 billion in services.
Utilising Recordsure AI in your practice management system gives you confidence, as our seamless background checks have you covered. We’ll only notify you if there are any advice gaps to address.
Our AI has been developed by human experts and trained over thousands of hours of documents and audio records. We created unique models that understand and process the data they read, removing the need for manual effort to process and analyse ongoing advice documentation.
Recordsure AI excels in precise data analysis and strategic planning by using predictive AI – ideal for effective data interpretation and ongoing advice reviews.
Recordsure’s technology has verified over 1 million years of advice fees, encompassing 90 million documents and £5 billion in services, and has satisfied UK and Australian regulators.
Let Recordsure AI relieve the burden of your ongoing advice reviews with our automated process workflows and essential regulatory evidence.
We help our clients deliver more effective and efficient reviews. Here’s how:
Our colleagues at TCC Group have unveiled their expert
There are numerous new AI solutions available for financial
Earlier this year, Recordsure partnered with intelliflo – a
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