The FCA has scrutinised the ongoing advice service landscape, and soon, it is likely to release more details about what is expected of wealth management firms. In the interim, we joined up with TCC’s regulatory experts to consider what proactive steps firms can take now

The changes in the FCA’s supervisory style, guided by the Consumer Duty, continue to impact the financial services sector as we settle into the new year. With its “show me, don’t tell me” approach, the regulator can ask for detailed information and data from firms

As the festive season gathers pace and the December days buzz by, businesses everywhere begin thinking about how to celebrate with their customers, partners, and employees. One tradition that never goes out of style is the corporate Christmas card. And as their design has evolved

Our colleagues at TCC Group have unveiled their expert insights on the recent portfolio strategy letter from the FCA, which was released on the 7th October 2024. This crucial communication outlines the future roadmap and expectations for financial advisers and investment intermediaries over the upcoming