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The FCA’s focus on promoting the responsible use of AI
1st May 2025
The FCA has further signalled its commitment to helping firms implement effective artificial intelligence (AI) with its regulatory support. Speaking at the Innovate Finance Global Summit (IFGS) earlier this week, the FCA’s chief data, information and intelligence officer, Jessica Rusu said “Our goal is to

FCA ongoing advice review presents better than expected findings
27th March 2025
Wealth managers signal the FCA’s ongoing advice review presented better findings than they expected – here’s why. The FCA recently reported that 83% of suitability reviews were conducted as required, according to data it collated for its ongoing advice review. Our sister compliance consultancy company,

What risks remain for firms following the FCA’s ongoing advice review findings?
25th March 2025
News release

Compliance Q&A: How can firms keep their ongoing advice services compliant?
13th March 2025
News release

Compliance Q&A: How do the FCA’s review findings relate to the Consumer Duty?
13th March 2025
News release

Compliance Q&A: How should firms be considering quality and suitability of advice?
12th March 2025
News release