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The FCA’s focus on promoting the responsible use of AI

The FCA has further signalled its commitment to helping firms implement effective artificial intelligence (AI) with its regulatory support. Speaking at the Innovate Finance Global Summit (IFGS) earlier this week, the FCA’s chief data, information and intelligence officer, Jessica Rusu said “Our goal is to

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Recordsure electronic document image_FCA ongoing advice review presents better than expected findings

FCA ongoing advice review presents better than expected findings

Wealth managers signal the FCA’s ongoing advice review presented better findings than they expected – here’s why. The FCA recently reported that 83% of suitability reviews were conducted as required, according to data it collated for its ongoing advice review. Our sister compliance consultancy company,

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