The FCA’s Consumer Duty sets demanding implementation deadlines and shifts firms towards evidence-led outcomes, customer understanding, product value and ongoing support.
Consumer Duty puts customer outcomes at the centre of governance, monitoring and service design, with RegTech helping firms evidence activity and identify risks.
Recordsure CEO Joe Norburn discussed with Acquisition International how RegTech helps firms review advice and compliance at speed and scale.
Group Chief Commercial Officer Mark Hover explains three ways RegTech and digital transformation help firms keep pace with new FCA rules: simplifying compliance and assuring quality, working more efficiently and…
Recordsure and TCC were jointly recognised as Best RegTech Company at the 2022 FinTech Breakthrough Awards for their combined technology and regulatory expertise.
Recordsure was shortlisted for RegTech of the Year 2022 by the UK FinTech Awards, with Joanne Smith also shortlisted for Innovator of the Year.
Joanne Smith, Founder and Executive Chair at Recordsure and TCC, was named a finalist for Innovator of the Year 2022 at the UK FinTech Awards.
Acquisition International’s 2022 Global Excellence Awards named Recordsure Most Innovative RegTech Solutions Company 2022 – UK, recognising its RegTech work for financial services firms.
Financial advisers need to balance digitalisation, client convenience and compliance without losing the personal touch.
Emma Parry discusses how digital channels, RegTech, ESG and conduct controls can support culture when firms align purpose with action.
