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Insights and Perspectives
Analysis, news and practical guides for compliance, quality and risk teams in regulated financial services.
Consolidation success starts with data: why good data and strong oversight matter more than ever
Consolidation creates value only when firms understand what they are acquiring and can evidence customer outcomes through integration. Data quality, governance and oversight should sit at the centre of acquisition planning.
AB Accounting: AML heat to rise
A tougher AML and CTF regime is facing accountancy firms as the FCA prepares to take over supervision. Evidence, audit trails and senior management accountability will matter more.
Accountancy firms are facing new data-led era of FCA supervision: Are firms ready?
FCA supervision will raise the standard of AML and CTF evidence for accountancy firms. Firms should strengthen governance, reporting and control evidence before the regime changes.
IT Supply Chain: 2026 predictions evidencing compliance in a data-led regulatory world
Firms should expect more focused regulatory data requests and tougher evidential thresholds. Successful firms will build evidence readiness into everyday processes.
IFA: Will advice firms need to adapt compliance requirements in 2026? Practical insights from TCC Group
Advice firms should expect the FCA to ask for clearer, more targeted proof of Consumer Duty outcomes in 2026. Evidence readiness, customer comprehension and pressure on manual compliance models are central themes.
Top ten regulatory priorities for financial services firms in 2026
Financial services firms should prioritise Consumer Duty monitoring, responsible innovation, redress readiness, financial crime controls and ongoing advice evidence in 2026.
Forum Events & Media Group: 2026 predictions evidencing compliance in a data-led regulatory world
Firms should prepare for more targeted data requests and higher standards of proof. Evidence readiness needs to be embedded in day-to-day operations.
From principles to proof: Data-led compliance evidencing in 2026
In 2026, compliance teams will need continuous evidence readiness: high-quality data, reliable audit trails, scalable outcome testing and faster responses to FCA scrutiny.
IT Reseller: 2026 predictions: Evidencing compliance in a data-led regulatory world
The next phase of Consumer Duty will be about proving outcomes rather than interpreting expectations. Firms should expect more granular scrutiny and stronger evidence requirements.
Always Finance News: Leveraging predictive AI to drive value from financial compliance
Predictive AI and GenAI can help financial firms close compliance gaps and evidence customer outcomes. AI should support compliance teams rather than work against them.
FCA: Preparing for the motor finance redress scheme is critical
The FLA convention made clear that waiting for final FCA guidance before preparing for the motor finance redress scheme will leave firms exposed. Data, technology, communications and resourcing plans need attention now.
Attivo adopts an AI-led solution from TCC and Recordsure to enhance advice compliance
Attivo has adopted an AI-led solution from TCC and Recordsure to enhance ongoing advice compliance. The partnership strengthened oversight, reduced review costs and increased planner capacity.
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The latest announcements, regulatory developments and company updates.
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In-depth analysis on regulation, AI, oversight and customer outcomes for regulated firms.
Case studies
Proven outcomes in practice
Major UK retail bank
Improving oversight and QA across mortgage advice
Read case study: Improving oversight and QA across mortgage advice
Major UK Tier 1 bank
Improving QA oversight and reporting across business banking conversations
Read case study: Improving QA oversight and reporting across business banking conversations
Government Department — UK
Digitalising interview recording to reduce cost and improve efficiency.
Read case study: Digitalising interview recording to reduce cost and improve efficiency.