Accountancy firms face a sharper AML supervision environment as the FCA prepares to take over from professional body supervisors, increasing expectations for evidence, governance and senior accountability.
Financial services firms should prioritise Consumer Duty monitoring, responsible innovation, redress readiness, financial crime controls and ongoing advice evidence in 2026.
Why 2026 compliance will centre on evidence readiness, data-led supervision, stronger audit trails and scalable outcome testing.
Garry Evans reflects on the FLA convention and explains why motor finance firms should prepare for the FCA redress scheme before final guidance arrives.
Attivo partnered with TCC and Recordsure to strengthen ongoing advice compliance, reduce file review costs and build a scalable Consumer Duty oversight model.
TCC Group, including TCC, Momenta and Recordsure, has joined the Finance & Leasing Association, supporting its work with regulated finance firms.
Motor Finance Compensation Scheme consultation extended but preparation remains critical – find out how Recordsure can help firms.
Firms face rising expectations to evidence Consumer Duty outcomes through data, recordings, documents and AI-supported oversight rather than manual sampling alone.
Motor finance redress needs early operational design, data planning, governance and the right mix of technology and human expertise.
Early preparation for the FCA’s motor finance redress scheme can help firms reduce operational pressure, improve governance and design workable remediation processes.
