Five-Minute Insights: Culture, ESG and Technology
Emma Parry discusses how digital channels, RegTech, ESG and conduct controls can support culture when firms align purpose with action.
Technology: Conversation Intelligence
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Recordsure appoints Garry Evans to drive product innovation
Recordsure and TCC have appointed Garry Evans as Chief Product Officer to lead product development and delivery across the group’s compliance and RegTech portfolio.
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KPMG and Recordsure win Partner Innovation Award
KPMG Australia and Recordsure won the ARN Partner Innovation Award for work delivering document analytics to financial firms in Australia.
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Recordsure named 4th on RegTech 50 list
Recordsure ranked 4th in BusinessCloud’s RegTech 50 list of UK compliance technology creators for 2021.
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Joanne Smith wins GRC Innovator of the Year Award 2021
Joanne Smith, Founder and Executive Chair at Recordsure and TCC Group, was named GRC Innovator of the Year by the Women in GRC Awards 2021.
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New research reveals profound shifts in investor needs and behaviours that will redefine the wealth industry
ThoughtLab research finds COVID-19 changed investor expectations, challenging assumptions about digital channels, ESG, risk appetite, adviser relationships and wealth management fees.
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Solving wealth management compliance problems: the Recordsure approach
In a WealthBriefing interview, Joe Norburn explains how Recordsure supports wealth management compliance through sector-trained transcription, machine learning, conversation monitoring and case file review.
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AI-driven speech analytics help financial services manage vulnerability
Speech analytics can help financial services firms identify vulnerable customers, monitor interaction outcomes and evidence fair treatment across customer conversations.
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Recordsure is shortlisted for the RegTech of the Year Award by UK FinTech Awards 2021
Recordsure was shortlisted for RegTech of the Year at the UK FinTech Awards 2021, recognising its compliance, review and risk management technology.
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How can Wealth Management firms use RegTech to their advantage?
Joe Norburn explains how RegTech can help wealth management firms monitor interactions, reduce administration, improve compliance insight and support client relationships.