How to utilise RegTech for the provision of ongoing advice services
Technology can help advice firms evidence ongoing service delivery, cohort customers and support consistent review activity.
Sector: Wealth and Advice
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Almost three quarters of financial advisers understand the significance of incorporating AI
A survey of financial advisers has revealed that 72% of firms say it’s important to integrate artificial intelligence into their practices.
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Recordsure partners with Iress to deliver a unique AI solution for financial services businesses
Recordsure announced a collaboration with Iress to give Xplan users AI tools for monitoring, reviewing and evidencing client advice in wealth management.
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Motor insurance firms are advised to utilise their data to better demonstrate customer outcomes
The FCA’s motor insurance claims review shows why firms need data and MI to evidence valuation decisions, communications and customer outcomes.
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Recordsure and intelliflo expand RegTech collaboration to Australian market
Recordsure extended its intelliflo collaboration to Australia, making Document Intelligence available to Australian advice firms through the intelliflo store.
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FCA Business Plan: Regulator steps up tech focus for 2024/25
The FCA’s 2024/25 Business Plan keeps its focus on consumer harm, data-led supervision and technology-supported oversight under Consumer Duty.
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Consumer Duty: increasing data oversight is key for effective outcomes monitoring
The FCA’s Consumer Duty commentary underlines the need for evidence-led oversight, better management information and clearer visibility across customer communications and support.
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The FCA’s motor finance focus reveals the importance of robust oversight
The FCA’s motor finance work shows why firms need accurate records of customer conversations, clear complaint evidence and oversight that can withstand scrutiny.
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Recordsure partners with intelliflo to support digitalised transformation of wealth management sector
Recordsure and intelliflo have partnered on an integration that brings AI-driven speech and document analytics into intelliflo office, helping wealth management firms monitor, review and evidence client advice more efficiently.
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Algorithmic bias in retail finance
Guest author Noah Giansiracusa of Bentley University explains how algorithmic bias enters retail finance through training data, why it spreads from model to model, and why using AI to inform…