Five-Minute Insights: Embedding compliance with RegTech
Sabrina Del Prete explains how RegTech can help firms improve internal processes, embed compliance and share good practice across financial services.
Sabrina Del Prete explains how RegTech can help firms improve internal processes, embed compliance and share good practice across financial services.
Recordsure and TCC have appointed Garry Evans as Chief Product Officer to lead product development and delivery across the group’s compliance and RegTech portfolio.
Recordsure and TCC appointed Mark Hover as Chief Commercial Officer to focus on growth, innovation and support for financial services clients.
A global study supported by Recordsure and TCC shows how the pandemic accelerated digital, social and regulatory shifts across wealth and asset management.
Recordsure ranked 4th in BusinessCloud’s RegTech 50 list of UK compliance technology creators for 2021.
In a WealthBriefing interview, Joe Norburn explains how Recordsure supports wealth management compliance through sector-trained transcription, machine learning, conversation monitoring and case file review.
Recordsure’s WealthBriefing European Awards win recognised its use of AI to address regulatory, compliance and review challenges for wealth and asset management firms.
Speech analytics can help financial services firms identify vulnerable customers, monitor interaction outcomes and evidence fair treatment across customer conversations.
Joe Norburn explains how RegTech can help wealth management firms monitor interactions, reduce administration, improve compliance insight and support client relationships.
Speech recognition and machine learning can help firms identify vulnerability indicators, monitor customer conversations and maintain oversight while demand for support increases.