Money Marketing: Joe Norburn Consumer Duty and the next phase of advice regulation
Joe Norburn explains why the next phase of Consumer Duty shifts advice regulation from implementation towards evidence, monitoring and measurable improvement.
Sector: Wealth and Advice
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European Business Magazine: The UK wealth management merger wave isn’t the risk. Bad execution is.
Execution, governance and evidence matter as consolidation becomes part of the UK wealth management and advice market.
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AI in financial services: a turning point for regulators and firms
Joe Norburn says the Treasury Committee’s AI report marks a turning point for financial services firms, with governance, accountability and practical regulatory guidance becoming urgent priorities.
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Watch on-demand: Sessions with our compliance experts
Find Recordsure’s on-demand expert sessions on regulatory change, Consumer Duty, AI adoption, motor finance redress, suitability reviews and support for vulnerable customers.
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Consolidation success starts with data: why good data and strong oversight matter more than ever
Consolidators in advice and wealth management need reliable data, clear oversight and evidence of customer outcomes to manage acquisition risk and create sustainable value.
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IFA: Will advice firms need to adapt compliance requirements in 2026? Practical insights from TCC Group
TCC Group explains why advice firms should prepare for more targeted FCA evidence requests in 2026, with clearer proof of customer outcomes and stronger evidence readiness.
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Top ten regulatory priorities for financial services firms in 2026
Financial services firms should prioritise Consumer Duty monitoring, responsible innovation, redress readiness, financial crime controls and ongoing advice evidence in 2026.
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From principles to proof: Data-led compliance evidencing in 2026
Why 2026 compliance will centre on evidence readiness, data-led supervision, stronger audit trails and scalable outcome testing.
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Attivo adopts an AI-led solution from TCC and Recordsure to enhance advice compliance
Attivo partnered with TCC and Recordsure to strengthen ongoing advice compliance, reduce file review costs and build a scalable Consumer Duty oversight model.
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Financial wellbeing needs a tailored approach: The FCA’s vision for financial services
Sarah Pritchard’s TISA speech highlights why financial wellbeing needs tailored support, stronger evidence of value and data-led oversight from financial advice firms.