Joe Norburn explains why the FCA’s Mills Review matters for firms adopting AI and needing clearer accountability, oversight and evidence.
How platforms are strengthening AML oversight, moving beyond reliance models and building clearer evidence of financial crime controls.
Attivo’s Recordsure partnership shows why advice firms need governed, traceable AI aligned to compliance frameworks rather than generic AI tools.
The FCA’s insurance priorities require boards to evidence claims oversight, Consumer Duty outcomes, access decisions, innovation controls and third-party governance across complex operating models.
Sarah Pritchard’s TISA speech highlights why financial wellbeing needs tailored support, stronger evidence of value and data-led oversight from financial advice firms.
TCC Group announced the acquisition of Momenta Group’s UK and Australia business, expanding compliance, technology and resourcing capabilities for regulated industries.
Part two of TCC’s webinar focuses on the evidence wealth managers need for ongoing advice reviews and the next steps to consider.
Microsoft Azure customers can access Recordsure technology through Azure Marketplace, using Azure’s cloud platform for deployment, management and route-to-procurement options.
Financial advice firms need accurate evidence of client conversations, service reviews and case documentation. Recordsure technology helps teams review customer timelines, identify gaps and focus human oversight where it is…
Recordsure secured US and European patents for the store and forward technology behind Capture, supporting secure recordings even when the app is used offline.
