Can the FCA Handbook API help firms demonstrate compliance?
The FCA Handbook API could help firms connect machine-readable regulatory requirements with monitoring, assurance activity and evidence from real customer interactions.
Technology: Workflow automation
-
-
Will simpler transaction reporting put greater focus on data quality?
The FCA is reducing transaction reporting complexity, but firms still need evidence that remaining data is accurate, governed and effectively monitored.
-
FCA CP26/28: What the proposed AIFM reforms mean for governance and oversight
The FCA’s CP26/28 consultation is specific to AIFMs, but it illustrates wider regulatory themes around proportionate rules, governance information and oversight evidence.
-
IBS Intelligence: AI governance and why evidence and accountability matter
AI governance scrutiny is increasing as firms need to evidence deployment, responsibility and customer outcome monitoring across financial services.
-
Why outcomes monitoring needs more than management information
The FCA’s Consumer Duty review shows why firms need interaction-level evidence, not MI alone, to identify risks, act on findings and demonstrate better customer outcomes.
-
Consumer Duty board reports: from governance to customer outcomes
As firms prepare another annual Consumer Duty board report, the focus should move from governance evidence to customer evidence that supports board challenge and outcome oversight.
-
How can firms maintain oversight as AI takes on more decisions?
As AI tools take on more of the analytical and administrative work, the human oversight question becomes more pressing — not less. We examine what responsible oversight looks like in…
-
Citywire: Platforms seek greater visibility over AML controls
How platforms are strengthening AML oversight, moving beyond reliance models and building clearer evidence of financial crime controls.
-
FPS: The risk of fragmented financial crime oversight
How fragmented financial crime oversight creates risk, and why firms need more connected systems, data and monitoring.
-
Attivo CEO: Off-the-shelf AI won’t pass compliance scrutiny – custom AI will
Attivo’s Recordsure partnership shows why advice firms need governed, traceable AI aligned to compliance frameworks rather than generic AI tools.