Recordsure calls for more structured engagement with RegTech community
Recordsure welcomes the FCA’s business plan but argues that the regulator needs more structured engagement with RegTech firms to support compliance innovation.
Technology: API & Integrations
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Data is key to the MiFID II call recording requirements
MiFID II recording requirements create compliance challenges, but conversation data can also improve management information, monitoring and customer insight when firms choose the right RegTech approach.
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Three big problems with call recording
Call recording can support evidence and suitability checks, but firms may still face gaps in coverage, slow reviews and limited assurance across business written.