Summary
What this article covers in 30 seconds
- Joe Norburn discussed the FCA’s evolving enforcement strategy in Compliance Week.
- The FCA is reducing the number of investigations it pursues.
- Around 100 cases were closed in recent years because they were unlikely to lead to action.
- The broader shift prioritises cases that deliver tangible outcomes.
TCC Group’s (TCC, Momenta and Recordsure) CEO Joe Norburn recently featured in Compliance Week to discuss the Financial Conduct Authority’s (FCA) evolving enforcement strategy and what it means for firms. The FCA is reducing the number of investigations it pursues, closing around 100 cases in recent years that were unlikely to lead to action, as part of a broader shift toward prioritising cases that deliver tangible outcomes.
Frequently asked questions
TCC Group CEO Joe Norburn discussed the Financial Conduct Authority’s evolving enforcement strategy in Compliance Week.
The FCA is reducing the number of investigations it pursues.
Around 100 cases were closed in recent years because they were unlikely to lead to action.