How to utilise RegTech for the provision of ongoing advice services

An AI-powered personal financial manager analysing spending habits, budgeting, and investment opportunities to provide personalised financial advice

In recent months, the FCA indicated the urgency for further understanding of the assets under advice landscape and sent a survey to 20 of the largest advice firms in February 2024. While we await the outcome of this review, firms now have the chance to assess their own ongoing advice services’ policies and processes. In […]